The Study Of Risk Management For Ping An Securities Company

Along with the stock market development, the securities company goes together a competition between industries to increase continuously, at strong share a market of in the meantime, securities company's various behavior for violating the rules takes place continuously, starting from 2002, because of violate the rules to cause seriously An San securities, Dalian securities, Fu You securities, Jiamushi securities, Xin Hua securities etc. the small securities company be one after another closed or cancel, all of this is to cause because of being becoming long run to violate the rules to conduct over a long period of time the concentrated explosion of risk, be manage to the risk of don't value to cause management failure of. Be showed from this, improving the risk's management's ability is a securities company to stabilize over a long period of time, healthy development of assurances.The textual research object is to conduct Ping An securities company risk management. First , according to currently the domestic and international background of the securities company, analyzed the related theories of the risk management of the securities company and our country present condition and its characteristics of risk that securities company undertake, also inquiry into the Chinese securities company risk management present condition. Secondly, compared the domestic and international securities company risk management research and guard against measure, and elaborated the difference between them and the apocalypses what they bring to us. The third, introduced Ping An Securities Co., Ltd. the development of the situation, business scope, as well as risk management objectives, principles, institutional, major steps etc. The fourth, In the country, both within and outside experts and scholars on the basis of theoretical study, based on risk management and other related theories, from the risk management and control, risk classification and control, risk management philosophy, risk measurement and evaluation of the four aspects to analyzed Ping An Securities company's risk , and this risk management problems and measures to be taken to improve. Finally, This article describes the conclusion of the study, research and further research.The research result of the thesis is not only has important practice value to the risk management of Ping An company, but also to other company in the same industry.