On Legal Regulatory Regime Of Financial Derivatives

With the deepening of financial liberalization and the development of financial innovation , new derivative products emerging fast and frequently, derivatives trading market expanding rapidly too.How to implement a comprehensive and effective superovition derivative financial transactions under the conditions of derivatives has virtual nature ,highly leveraged and risk is a worldwide problem. And current china's legal regulatory regime of financial derivative has many problems. Stand on the condition of china , our government should adhere to the"government guidance, legislation first"concept. Therefore, it should improve china's legal regulatory regime of financial derivative to solve the current problems what exist in the supervision.This article is from financial innovation perspective. Fistly, comprehesive analyse the legal regulatory regime of financial derivative. Secondly, comparative study the legal regulatory regime of financial derivative which draw up with the international organization and developed countries, and analysis the current situation of china's legal regulatory regime of financial derivative .Thirdly, get a conclusion about the way to improve china's legal regulatory regime of financial derivative .This paper is divided into five chapters. ChapterⅠis introduction, analyse how the topic presented and research significance, status and research content of this article; Chapter II analysis the basic of the legal regulatory regime of financial derivative , defined some concept such as financial innovation and derivatives , comprehensive analysis the character and the risk of derivative financial transactions , on this basis, more comprehensive analysis the legal regulatory regime of financial derivative ; ChapterⅢis study on the legal regulatory regime of financial derivative of international organizations, this chapter analysis comparatively the legal regulatory regime of financial derivative of International Organization of Securities Commissions, the Basel Committee and ISDA ; ChapterⅣis comparative analysis the developed country's legal regulatory regime of financial derivative, this chapter comprehensive study the legal regulatory regime of financial derivative of the United Kingdom, Japan and the U.S. , on this basis, get a conclusion about the method could reference when our country improve china's legal regulatory regime of financial derivative ; ChapterⅤis about how to improve china's legal regulatory regime of financial derivative, it in the basis of analysis the current situation of china's legal regulatory regime of financial derivative ,combined the legislative experience of the international organization and developed countries, put concrete proposals about how to improve china's legal regulatory regime of financial derivative .