ABC Futures Brokerage Company Risk Control

Futures market is an important part in modern market system ,it is the product when market economy develops to a particular historical phase. Futures market has the function of evading, transferring and dispersing bullion market price fluctuation risk.But it also lies great risk itself. As an important subject in futures market ,Futures Brokerage Company links with futures exchange and futures investor, it is also the important link of risk management.With the development of internal futures market and enlargement of business scale, it not only takes the developing opportunity but larger management risk for Futures Brokerage Company, as a result, the new market circumstance requires that Futures Brokerage Company should take risk prevention as the management subject of the company. To enhance risk prevention, establish a scientific and effective risk management and prevention mechanism, guard against customer trading risks and market risks as a whole effectively performs the level of aggregation and the supporting of permanent management of Futures Brokerage Companies.This thesis is in case formality, it gives an introduction and analysis of ABC Futures Brokerage Company which is founded earlier and typical of its kind.This thesis is divided into two parts. In part 1,it gives an in - depth introduction in general situation of ABC Futures Brokerage Company , the macro environment it situates,the main risk it faces, its organization structure and department function ,its operation flow , its state of operation and so on.In part 2,it gave an analysis of the cause of risk of ABC Futures Brokerage Company, an evaluation of risk control methods that the company adapted, posed the countermeasure and proposals on rationalization of stock ownership structure, humanware improving, putting institution and post setting in order, simplification and perfection in and out fee procedure, risk factor control and so on.This thesis is operable and instructive in breaking through management bottleneck and promoting risk control, it could be used for reference for similar enterprises.