A Research On The Legal System Of Security Company Market Quitting

Security Company is of the elementary particle composing securities business. As a component part of banking industry, the security company, different from generic industrial and commercial enterprises, keeps a tight relevancy with other monetary facilities, which makes it be more vulnerable to systematic crisis than the former do as well. Though market-quitting is inevitable for the stock broker company in market-directed economy, the market-quitting process of the security company must be stipulated by regulations, especially after China's opening door thereof to the world. How to deal with the issue of marketing-quitting of the securities company will be influential to the financial and economic security of the state. So many stock investors shall be involved in the course of the market-quitting of the security company that it must be well handled to maintain social stability and that of the financial order. To achieve the goals above, measures should be taken as early as possible when trouble occurs.Notwithstanding the rights of supervision on daily running of security company has been entitled to the supervision authority by Security Law of the P.R.C, there lack of legal regulation and system about supervision on market-quitting process. The author gave suggestion on setting up the Risk Pre-warning System of Market Quitting, whose risk indicators shall be picked up and when the running of Security Company hits the deadline drawn by the system, different degree of supervision will get imposed by the authority. On base of analyzing the development of China's security market and substantial puzzle Dom in the course of security company market quitting, taking reference to international concerning experience, the thesis puts forward the advice on perfecting the relative legal system of market quitting and the codex framework thereof in the purpose of establishing China's security company market quitting system.