Design, fabrication, and characterization of metallic nanostructures for surface-enhanced Raman spectroscopy and plasmonic applications

Metal/dielectric nanostructures have the ability to sustain coherent electron oscillations known as surface plasmons. Due to their capability of localizing and guiding light in sub-wavelength metal nanostructures beyond diffraction limits, surface plasmon-based photonics, or “plasmonics” has opened new physical phenomena and lead to novel applications in metamaterials, optoelectronics, surface enhanced spectroscopy and biological sensing. This dissertation centers on design, fabrication, characterization of metallic nanostructures and their applications in surface-enhanced Raman spectroscopy (SERS) and actively tunable plasmonics.;Metal-dielectric nanostructures are the building blocks for photonic metamaterials. One valuable design guideline for metamaterials is the Babinet’s principle, which governs the optical properties of complementary nanostructures. However, most complementary metamaterials are designed for the far infrared region or beyond, where the optical absorption of metal is small. We have developed a novel dual fabrication method, capable of simultaneously producing optically thin complementary structures. From experimental measurements and theoretical simulations, we showed that Babinet’s principle qualitatively holds in the visible region for the optically thin complements. The complementary structure is also a good platform to study subtle differences between nanoparticles and nanoholes in SERS (a surface sensitive technique, which can enhance the conventional Raman cross-section by 106∼108 fold, thus very useful for highly sensitive biochemical sensing). Through experimental measurement and theoretical analysis, we showed that the SERS enhancement spectrum (plot of SERS enhancement versus excitation wavelengths), dominated by local near-field, for nanoholes closely follows their far-field optical transmission spectrum. However, the enhancement spectrum for nanoparticles red-shifts significantly from their far-field optical extinction spectrum, due to nontrivial high orders of evanescent scattering modes. This study unveils the different near-field properties between nanoparticle and nanohole arrays and adds important details to the conventional wisdom for SERS substrate design.;Besides SERS studies on gold substrates, I further extended my research to transition metals, i.e. platinum. I have carried out a comparative study of SERS performance for gold and platinum substrates. The commonly observed low enhancement from a platinum substrate is explained by the larger Fano interference between its free intra-band electrons and its bound inter-band electrons.;A major challenge in applying SERS for biochemical sensing is to fabricate substrates with excellent sensitivity and uniform surface functionality. Graphene, a single sheet of carbon atoms with an ideal two-dimensional honeycomb crystal structure, offers excellent surface chemical properties. We synthesized high quality single-layer graphene sheets by chemical vapor deposition (CVD) on copper foils and transferred them to gold nanostructures, i.e., nanoparticle or nanohole arrays. Our experimental data show that graphene coated metallic substrates could achieve higher sensitivity of SERS detection than bare metallic substrates. The combined graphene-nanostructure substrates show about three-fold or nine-fold enhancement in the Raman signal of methylene blue (MB) compared with the bare nanohole or nanoparticle substrates, respectively. The difference in the enhancement factors between the nanohole and nanoparticle substrates is explained by the different coating morphologies of graphene on the two substrates. SERS enhancement of graphene is further investigated on mechanically exfoliated graphene. We found that SERS enhancement of graphene can be tuned by changing its Fermi level through doping. Both molecular doping and gate doping experiments show that hole-doped graphene yields a larger SERS enhancement in MB than electron-doped graphene, which indicates that the SERS enhancement of graphene involves the chemical mechanism. SERS enhancement from metallic nanostructures, on the other hand, is mainly an electromagnetic effect, relying on the plasmonic properties of the nanostructures. Full-wave electromagnetic simulations indicate that graphene does not alter the plasmonic properties of nanostructures significantly, and consequently there is little influence on the electromagnetic SERS enhancement. However, graphene offers additional chemical enhancement which could be combined with the conventional SERS enhancement of bare gold nanostructures to achieve higher detection sensitivity.;Besides SERS, plasmonics offers an opportunity to merge photonics and electronics at the nanoscale, namely optoelectronics, to obtain even larger data capacity and speed of operation. As a necessary component for optoelectronic devices, various optical switches have been developed. First, a thin layer of frequency responsive liquid crystals (LCs) is integrated with a gold nanoparticle or nanohole array. The frequency of the applied voltage controls the configuration of LCs to align parallel or perpendicular to the nanoparticle. The transmission spectra of the system shift back and forth as a result of changing effective LCs dielectric function. We demonstrated that this hybrid system is highly reversible and repeatable. We further extend this concept to use photosensitive LCs to change the absorption bands of a plasmonic absorber. We construct a tunable plasmonic absorber by integrating a photosensitive nematic liquid crystal (PNLC) layer onto an asymmetric gold nanodisk array. A repeatable tuning range of ∼ 25 nm in the dual absorption bands of the plasmonic nanodisk array is demonstrated in the near infrared region.